DFX Intelligence
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Team lift-out
2 advisors left F••••••• P••••••• A•• W•••••••• A••••••• for M••••• S••••••
BD affiliatedtowirehouseAffiliated broker-dealer or bank to wirehousederived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Cory Paul Carling | American Fork, Ut | Dec 16, 2024 | Dec 17, 2024 |
| Heivaha Ongoongotau | Salt Lake City, Ut | Dec 19, 2024 | Jan 14, 2025 |
The ruleHow a team is typedA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm.The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.
- Registrations ended
- Dec 16, 2024 to Dec 19, 2024
- Registered next
- Dec 17, 2024 to Jan 14, 2025
- Branch state
- UT
- Cities
- 2, most in American Fork, Ut
- Registered there that day
- 14,812 (people still on IAPD; an estimate)
- Share of that headcount
- 0.0%
- Succession by the destination
- none on the tape