RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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- M••••• S•••••• wirehouse currentsince Jan 14, 2025 · Sandy, Ut
- F••••••• P••••••• A•• W•••••••• A••••••• formerAug 9, 2024 to Dec 19, 2024 · Salt Lake City, Ut
- M••••• S•••••• wirehouseJul 19, 2012 to Apr 18, 2018 · South Jordan, Ut
- F••••••• P••••••• A•• W•••••••• A••••••• to M••••• S••••••left Dec 19, 2024, registered Jan 14, 2025 (26 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
- M••••• S•••••• to F••••••• P••••••• A•• W•••••••• A•••••••left Apr 18, 2018, registered Aug 9, 2024 (2305 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- H•••••• O••••••••• left F••••••• P••••••• A•• W•••••••• A••••••• for M••••• S•••••• (registered 2025-01-14)Dec 19, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address