DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor teams

Teams that left Fidelity Personal And Workplace Advisors

A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.

Advisors	From	To	Branch	Type	Left
2	Fidelity Personal And Workplace Advisors BD affiliated	Wells Fargo Advisors wirehouse	Woodland Hills, Ca +1	Affiliated broker-dealer or bank to wirehouse	Jan 31, 2025 over 11 d
2	Fidelity Personal And Workplace Advisors BD affiliated	Capital Wealth, LLC independent RIA	Salt Lake City, Ut	Affiliated broker-dealer or bank to independent RIA	Jan 30, 2025 over 1 d
3	Fidelity Personal And Workplace Advisors BD affiliated	Charles Schwab & Co., Inc. national BD	Trophy Club, Tx +2	Affiliated broker-dealer or bank to another	Jan 27, 2025 over 10 d
2	Fidelity Personal And Workplace Advisors BD affiliated	Empower Advisory Group, LLC BD affiliated	Greenwood Village, Co	Affiliated broker-dealer or bank to another	Jan 6, 2025 over 1 d
2	Fidelity Personal And Workplace Advisors BD affiliated	Empower Advisory Group, LLC BD affiliated	Durham, Nc	Affiliated broker-dealer or bank to another	Jan 6, 2025
2	Fidelity Personal And Workplace Advisors BD affiliated	Morgan Stanley wirehouse	Jacksonville, Fl +1	Affiliated broker-dealer or bank to wirehouse	Jan 6, 2025
2	Fidelity Personal And Workplace Advisors BD affiliated	J.P. Morgan Securities LLC wirehouse	New York, Ny	Affiliated broker-dealer or bank to wirehouse	Jan 6, 2025
2	Fidelity Personal And Workplace Advisors BD affiliated	Morgan Stanley wirehouse	American Fork, Ut +1	Affiliated broker-dealer or bank to wirehouse	Jan 6, 2025 over 10 d
2	Fidelity Personal And Workplace Advisors BD affiliated	Charles Schwab & Co., Inc. national BD	Oak Brook, Il +1	Affiliated broker-dealer or bank to another	Dec 23, 2024 over 14 d
2	Fidelity Personal And Workplace Advisors BD affiliated	Morgan Stanley wirehouse	American Fork, Ut +1	Affiliated broker-dealer or bank to wirehouse	Dec 16, 2024 over 3 d
2	Fidelity Personal And Workplace Advisors BD affiliated	Wells Fargo Advisors wirehouse	Monterey, Ca +1	Affiliated broker-dealer or bank to wirehouse	Dec 11, 2024 over 6 d
2	Fidelity Personal And Workplace Advisors BD affiliated	J.P. Morgan Securities LLC wirehouse	Schaumburg, Il	Affiliated broker-dealer or bank to wirehouse	Oct 25, 2024 over 7 d
2	Fidelity Personal And Workplace Advisors BD affiliated	Wells Fargo Advisors wirehouse	Boston, Ma	Affiliated broker-dealer or bank to wirehouse	Oct 22, 2024 over 10 d
3	Fidelity Personal And Workplace Advisors BD affiliated	Ameriprise Financial Services, LLC national BD	Westlake, Tx +1	Affiliated broker-dealer or bank to another	Oct 14, 2024 over 15 d
2	Fidelity Personal And Workplace Advisors BD affiliated	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Westlake, Tx	Affiliated broker-dealer or bank to wirehouse	Oct 4, 2024 over 5 d
2	Fidelity Personal And Workplace Advisors BD affiliated	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Jacksonville, Fl +1	Affiliated broker-dealer or bank to wirehouse	Sep 4, 2024 over 14 d
2	Fidelity Personal And Workplace Advisors BD affiliated	Empower Advisory Group, LLC BD affiliated	Durham, Nc	Affiliated broker-dealer or bank to another	Aug 28, 2024 over 12 d
2	Fidelity Personal And Workplace Advisors BD affiliated	Morgan Stanley wirehouse	Salt Lake City, Ut	Affiliated broker-dealer or bank to wirehouse	Aug 26, 2024 over 14 d
2	Fidelity Personal And Workplace Advisors BD affiliated	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Greenwood Village, Co	Affiliated broker-dealer or bank to wirehouse	Aug 13, 2024 over 9 d
2	Fidelity Personal And Workplace Advisors BD affiliated	Charles Schwab & Co., Inc. national BD	Westlake, Tx	Affiliated broker-dealer or bank to another	Jul 17, 2024 over 14 d
2	Fidelity Personal And Workplace Advisors BD affiliated	LPL Financial LLC BD affiliated	Glen Allen, Va +1	Affiliated broker-dealer or bank to another	Jul 12, 2024 over 13 d
5	Fidelity Personal And Workplace Advisors BD affiliated	Fisher Investments independent RIA	Westlake, Tx +2	Affiliated broker-dealer or bank to independent RIA	Jun 12, 2024 over 27 d
2	Fidelity Personal And Workplace Advisors BD affiliated	Morgan Stanley wirehouse	Westlake, Tx	Affiliated broker-dealer or bank to wirehouse	May 1, 2024
3	Fidelity Personal And Workplace Advisors BD affiliated	Wells Fargo Advisors wirehouse	Burbank, Ca +1	Affiliated broker-dealer or bank to wirehouse	Apr 19, 2024 over 18 d
2	Fidelity Personal And Workplace Advisors BD affiliated	Independent Financial Partners BD affiliated	Boston, Ma	Affiliated broker-dealer or bank to another	Apr 3, 2024
2	Fidelity Personal And Workplace Advisors BD affiliated	Edward Jones national BD	Westlake, Tx +1	Affiliated broker-dealer or bank to another	Mar 20, 2024 over 14 d
2	Fidelity Personal And Workplace Advisors BD affiliated	Edelman Financial Engines mixed wealth	Durham, Nc	Affiliated broker-dealer or bank to independent RIA	Feb 19, 2024 over 1 d
2	Fidelity Personal And Workplace Advisors BD affiliated	Charles Schwab & Co., Inc. national BD	Boston, Ma	Affiliated broker-dealer or bank to another	Feb 14, 2024 over 14 d
2	Fidelity Personal And Workplace Advisors BD affiliated	Empower Advisory Group, LLC BD affiliated	Salt Lake City, Ut	Affiliated broker-dealer or bank to another	Jan 19, 2024 over 11 d
2	Fidelity Personal And Workplace Advisors BD affiliated	Charles Schwab & Co., Inc. national BD	Westlake, Tx	Affiliated broker-dealer or bank to another	Jan 17, 2024 over 8 d
2	Fidelity Personal And Workplace Advisors BD affiliated	Charles Schwab & Co., Inc. national BD	Orland Park, Il	Affiliated broker-dealer or bank to another	Oct 18, 2023 over 5 d
2	Fidelity Personal And Workplace Advisors BD affiliated	Empower Advisory Group, LLC BD affiliated	Greenwood Village, Co +1	Affiliated broker-dealer or bank to another	Sep 14, 2023 over 13 d
2	Fidelity Personal And Workplace Advisors BD affiliated	J.P. Morgan Securities LLC wirehouse	Naperville, Il	Affiliated broker-dealer or bank to wirehouse	Jul 31, 2023 over 2 d
2	Fidelity Personal And Workplace Advisors BD affiliated	U.S. Bancorp Investments, Inc. BD affiliated	San Jose, Ca +1	Affiliated broker-dealer or bank to another	Jul 28, 2023 over 4 d
2	Fidelity Personal And Workplace Advisors BD affiliated	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Vero Beach, Fl +1	Affiliated broker-dealer or bank to wirehouse	Jul 12, 2023 over 14 d
2	Fidelity Personal And Workplace Advisors BD affiliated	Advice And Planning Services BD affiliated	Westlake, Tx	Affiliated broker-dealer or bank to another	Jul 3, 2023 over 10 d
2	Fidelity Personal And Workplace Advisors BD affiliated	J.P. Morgan Securities LLC wirehouse	Friendswood, Tx +1	Affiliated broker-dealer or bank to wirehouse	Jun 23, 2023 over 13 d
2	Fidelity Personal And Workplace Advisors BD affiliated	Charles Schwab & Co., Inc. national BD	Boston, Ma	Affiliated broker-dealer or bank to another	Apr 21, 2023 over 13 d
2	Fidelity Personal And Workplace Advisors BD affiliated	Wells Fargo Advisors wirehouse	Salt Lake City, Ut	Affiliated broker-dealer or bank to wirehouse	Apr 5, 2023 over 7 d
2	Fidelity Personal And Workplace Advisors BD affiliated	J.P. Morgan Securities LLC wirehouse	Boston, Ma	Affiliated broker-dealer or bank to wirehouse	Mar 13, 2023 over 8 d
3	Fidelity Personal And Workplace Advisors BD affiliated	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Westlake, Tx	Affiliated broker-dealer or bank to wirehouse	Mar 6, 2023 over 15 d
2	Fidelity Personal And Workplace Advisors BD affiliated	Charles Schwab & Co., Inc. national BD	Boston, Ma	Affiliated broker-dealer or bank to another	Feb 16, 2023 over 8 d
2	Fidelity Personal And Workplace Advisors BD affiliated	Charles Schwab & Co., Inc. national BD	Boston, Ma	Affiliated broker-dealer or bank to another	Feb 1, 2023
3	Fidelity Personal And Workplace Advisors BD affiliated	J.P. Morgan Securities LLC wirehouse	Westlake, Tx	Affiliated broker-dealer or bank to wirehouse	Jan 23, 2023 over 18 d
2	Fidelity Personal And Workplace Advisors BD affiliated	LPL Financial LLC independent RIA	Merrimack, Nh	Affiliated broker-dealer or bank to independent RIA	Dec 13, 2022 over 8 d
2	Fidelity Personal And Workplace Advisors BD affiliated	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Boston, Ma	Affiliated broker-dealer or bank to wirehouse	Dec 6, 2022
2	Fidelity Personal And Workplace Advisors BD affiliated	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Boston, Ma	Affiliated broker-dealer or bank to wirehouse	Nov 4, 2022 over 4 d
3	Fidelity Personal And Workplace Advisors BD affiliated	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Westlake, Tx	Affiliated broker-dealer or bank to wirehouse	Oct 19, 2022 over 12 d
2	Fidelity Personal And Workplace Advisors BD affiliated	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Jacksonville, Fl	Affiliated broker-dealer or bank to wirehouse	Oct 3, 2022 over 8 d
2	Fidelity Personal And Workplace Advisors BD affiliated	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Wildomar, Ca +1	Affiliated broker-dealer or bank to wirehouse	Sep 27, 2022 over 13 d
2	Fidelity Personal And Workplace Advisors BD affiliated	Citizens Securities, Inc. BD affiliated	Wayne, Nj +1	Affiliated broker-dealer or bank to another	Sep 13, 2022 over 4 d
2	Fidelity Personal And Workplace Advisors BD affiliated	Advice And Planning Services BD affiliated	Boston, Ma	Affiliated broker-dealer or bank to another	Sep 8, 2022 over 9 d
2	Fidelity Personal And Workplace Advisors BD affiliated	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Westlake, Tx	Affiliated broker-dealer or bank to wirehouse	Aug 19, 2022 over 13 d
2	Fidelity Personal And Workplace Advisors BD affiliated	Charles Schwab & Co., Inc. national BD	Boston, Ma	Affiliated broker-dealer or bank to another	Aug 15, 2022 over 4 d
2	Fidelity Personal And Workplace Advisors BD affiliated	J.P. Morgan Securities LLC wirehouse	Westlake, Tx	Affiliated broker-dealer or bank to wirehouse	Aug 10, 2022 over 14 d
2	Fidelity Personal And Workplace Advisors BD affiliated	Wells Fargo Advisors wirehouse	Durham, Nc +1	Affiliated broker-dealer or bank to wirehouse	Aug 2, 2022 over 5 d
2	Fidelity Personal And Workplace Advisors BD affiliated	E*Trade Capital Management, LLC independent RIA	Boston, Ma	Affiliated broker-dealer or bank to independent RIA	Jun 28, 2022 over 14 d
4	Fidelity Personal And Workplace Advisors BD affiliated	Charles Schwab & Co., Inc. national BD	Boston, Ma	Affiliated broker-dealer or bank to another	Jun 20, 2022 over 8 d
2	Fidelity Personal And Workplace Advisors BD affiliated	Charles Schwab & Co., Inc. national BD	Boston, Ma	Affiliated broker-dealer or bank to another	Apr 19, 2022 over 10 d
3	Fidelity Personal And Workplace Advisors BD affiliated	Citigroup Global Markets Inc. BD affiliated	Jacksonville, Fl	Affiliated broker-dealer or bank to another	Apr 5, 2022 over 15 d

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134 teams match.derived from registration dates