DFX Intelligence

RIA Intelligence

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Firm absorbed

21 advisors left B••••• A••••••• for C••••• I••••••••• A••••••• L••

independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
AdvisorBranchLeftRegistered
Leena K HowardKailua, HiAug 8, 2025Aug 7, 2025
Brandon Y K NahaleHonolulu, HiAug 11, 2025Aug 7, 2025
Brian StoufferKailua, HiAug 11, 2025Aug 7, 2025
Bryce Tadao MiyamotoAiea, HiAug 11, 2025Aug 7, 2025
Chelcy Gima-Viejo ReyesHonolulu, HiAug 11, 2025Aug 21, 2025
Christian William LookHonolulu, HiAug 11, 2025Aug 7, 2025
Christopher Anthony OttoHonolulu, HiAug 11, 2025Aug 7, 2025
Colby Hidetaka SatoHonolulu, HiAug 11, 2025Aug 7, 2025
Danielle LumKaneohe, HiAug 11, 2025Aug 7, 2025
Jennifer Cheryl CaboEwa Beach, HiAug 11, 2025Aug 7, 2025
Jeri An C YamamotoKanehoe, HiAug 11, 2025Aug 7, 2025
Josiah Noeau ValenciaKaneohe, HiAug 11, 2025Aug 7, 2025
Kelly Dalton FongHonolulu, HiAug 11, 2025Aug 7, 2025
Lorraine SimEwa Beach, HiAug 11, 2025Aug 7, 2025
Naaleialoha Julia KeaunuiWaimanalo, HiAug 11, 2025Aug 7, 2025
Scott Jeremy RichardsonHonolulu, HiAug 11, 2025Aug 8, 2025
Tammy Haruko KaetsuPearl City, HiAug 11, 2025Aug 7, 2025
Tanya Pascua TarampiHonolulu, HiAug 11, 2025Aug 11, 2025
Tsuyoshi TsurumiKailua, HiAug 11, 2025Aug 7, 2025
Wanistha BaharHonolulu, HiAug 11, 2025Aug 11, 2025
Yoko K FariasHonolulu, HiAug 11, 2025Aug 7, 2025
The rule
Registrations ended
Aug 8, 2025 to Aug 11, 2025
Registered next
Aug 7, 2025 to Aug 21, 2025
Branch state
HI
Cities
8, most in Honolulu, Hi
Registered there that day
20 (people still on IAPD; an estimate)
Share of that headcount
100%
Succession by the destination
none on the tape
Other teams out of B••••• A•••••••Other teams into C••••• I••••••••• A••••••• L••