RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••••• Y• K• N•••••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Aug 7, 2025 · Honolulu, Hi
- B••••• A••••••• formerAug 12, 2022 to Aug 11, 2025 · Honolulu, Hi
- M••••• O• O•••• I••••••• S•••••••• I••• independent RIAMay 10, 2021 to Aug 10, 2022 · Honolulu, Hi
- B••••• A••••••• to C••••• I••••••••• A••••••• L••left Aug 11, 2025, registered Aug 7, 2025 (-4 days) · RIA to affiliated broker-dealer or bank · moved with a team
- M••••• O• O•••• I••••••• S•••••••• I••• to B••••• A•••••••left Aug 10, 2022, registered Aug 12, 2022 (2 days) · RIA to RIA
- B•••••• Y• K• N••••• left B••••• A••••••• for C••••• I••••••••• A••••••• L•• (registered 2025-08-07)Aug 11, 2025 · Advisor changed firm · fact
- B•••••• Y• K• N••••• left M••••• O• O•••• I••••••• S•••••••• I••• for B••••• A••••••• (registered 2022-08-12)Aug 10, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address