DFX Intelligence
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Channel change (one enterprise)
6 advisors moved from R••••••••• C•••••• M••••••••• to R••••••••• C•••••• M•••••••••
Not a lift-out: the two CRDs file under the same business name, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
BD affiliatedtoBD affiliatedAffiliated broker-dealer or bank to anotherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Caitlin M Dahl | Oak Brook, Il | Nov 6, 2025 | Jan 24, 2025 |
| Chandra Maria Margaret Federle | Chicago, Il | Nov 6, 2025 | Apr 17, 2025 |
| John Clayton Bowers | Chicago, Il | Nov 6, 2025 | Apr 17, 2025 |
| Krishna Phanindra Swaroop Vege | Chicago, Il | Nov 6, 2025 | Apr 17, 2025 |
| Savannah Neal | Chicago, Il | Nov 6, 2025 | Apr 17, 2025 |
| Stacey L Specht | Chicago, Il | Nov 6, 2025 | Apr 17, 2025 |
The rule
- Registrations ended
- Nov 6, 2025
- Registered next
- Jan 24, 2025 to Apr 17, 2025
- Branch state
- IL
- Cities
- 2, most in Chicago, Il
- Registered there that day
- 348 (people still on IAPD; an estimate)
- Share of that headcount
- 1.7%
- One enterprise because
- the two CRDs file under the same business name
- Succession by the destination
- none on the tape