RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• C•••••• B•••••
- R••••••••• C•••••• M••••••••• BD affiliated currentsince Apr 17, 2025 · Chicago, Il
- R••••••••• C•••••• M••••••••• BD affiliatedApr 17, 2025 to Nov 6, 2025 · Chicago, Il
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseFeb 17, 2022 to Apr 21, 2025 · New York, Ny
- R••••••••• C•••••• M••••••••• to R••••••••• C•••••• M•••••••••left Nov 6, 2025, registered Apr 17, 2025 (-203 days) · channel change inside one enterprise, not a move · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to R••••••••• C•••••• M•••••••••left Apr 21, 2025, registered Apr 17, 2025 (-4 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- J••• C•••••• B••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for R••••••••• C•••••• M••••••••• (registered 2025-04-17)Apr 21, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address