DFX Intelligence

RIA Intelligence

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Team lift-out

7 advisors left N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• for L•• F•••••••• L••

othertoindependent RIAOtherderived from registration dates
Members
AdvisorBranchLeftRegistered
Angela Maria BrownPhoenix, AzNov 29, 2017Nov 29, 2017
Arthur Thomas BertolinaSedona, AzNov 29, 2017Nov 29, 2017
David Lawrence GivnishScottsdale, AzNov 29, 2017Nov 29, 2017
Eric John KruegerPhoenix, AzNov 29, 2017Nov 29, 2017
Jeff Kevin SmithScottsdale, AzNov 29, 2017Nov 29, 2017
Joseph Ryan PerigoScottsdale, AzNov 29, 2017Nov 29, 2017
Shawn Michael SwensonTempe, AzNov 29, 2017Nov 29, 2017
The rule
Registrations ended
Nov 29, 2017
Registered next
Nov 29, 2017
Branch state
AZ
Cities
4, most in Scottsdale, Az
Registered there that day
416 (people still on IAPD; an estimate)
Share of that headcount
1.7%
Succession by the destination
none on the tape
Other teams out of N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••Other teams into L•• F•••••••• L••