DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Joseph Ryan Perigo
Feed of 09/15/2026
At current firm
0 y
since Sep 4, 2026
In the industry
21 y
since May 9, 2005 (earliest exam, job or registration)
Prior registered firms
8
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Bankers Life Advisory Services, Inc. BD affiliated currentsince Sep 4, 2026 · London, Oh
- LPL Financial LLC BD affiliatedNov 29, 2017 to Jan 19, 2022 · Scottsdale, Az
- National Planning Corporation ("Npc Of America" In Fl & Ny) formerApr 16, 2014 to Nov 29, 2017 · Scottsdale, Az
- LPL Financial LLC BD affiliatedJun 20, 2013 to Apr 17, 2014 · Goodyear, Az
- Sagepoint Financial, Inc. formerJan 28, 2011 to May 31, 2013 · Scottsdale, Az
- Securities America Advisors, Inc. formerNov 19, 2008 to Jul 30, 2010 · Denver, Co
- Nationwide Securities, LLC no RAUMAug 1, 2008 to Nov 13, 2008 · Columbus, Oh
- 1717 Capital Management Company unclassifiedJun 3, 2008 to Aug 1, 2008 · Dublin, Oh
- Ameriprise Financial Services, LLC national BDMay 9, 2005 to Jul 26, 2005 · Dublin, Oh
Moves
a registration end followed by a registration begin elsewhere
- LPL Financial LLC to Bankers Life Advisory Services, Inc.left Jan 19, 2022, registered Sep 4, 2026 (1689 days) · Affiliated broker-dealer or bank to another
- National Planning Corporation ("Npc Of America" In Fl & Ny) to LPL Financial LLCleft Nov 29, 2017, registered Nov 29, 2017 (0 days) · Other · moved with a team
- LPL Financial LLC to National Planning Corporation ("Npc Of America" In Fl & Ny)left Apr 17, 2014, registered Apr 16, 2014 (-1 days) · Other
- Sagepoint Financial, Inc. to LPL Financial LLCleft May 31, 2013, registered Jun 20, 2013 (20 days) · Other
- Securities America Advisors, Inc. to Sagepoint Financial, Inc.left Jul 30, 2010, registered Jan 28, 2011 (182 days) · Other
- Nationwide Securities, LLC to Securities America Advisors, Inc.left Nov 13, 2008, registered Nov 19, 2008 (6 days) · Other
- 1717 Capital Management Company to Nationwide Securities, LLCleft Aug 1, 2008, registered Aug 1, 2008 (0 days) · corporate re-registration, not a move
- Ameriprise Financial Services, LLC to 1717 Capital Management Companyleft Jul 26, 2005, registered Jun 3, 2008 (1043 days) · Other
Signals
- Joseph Ryan Perigo left Lpl Financial Llc for Bankers Life Advisory Services, Inc. (registered 2026-09-04)Jan 19, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address