DFX Intelligence
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Firm absorbed
10 advisors left S••••••••• A••••••• for B••••••••• C•••••• M••••••••• L••
independent RIAtoindependent RIARIA to RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Charles Daniel Yancey | Dallas, Tx | Oct 12, 2019 | Nov 5, 2019 |
| Craig Martin Dembeck | Dallas, Tx | Oct 12, 2019 | Nov 14, 2019 |
| Frederick Charles Whitford | Dallas, Tx | Oct 12, 2019 | Dec 20, 2019 |
| John Stanley Harding | Dallas, Tx | Oct 12, 2019 | Nov 1, 2019 |
| Mark Hugh Rutledge | Dallas, Tx | Oct 12, 2019 | Oct 31, 2019 |
| Mark Robert Scherer | Dallas, Tx | Oct 12, 2019 | Nov 1, 2019 |
| Ron Greenfield | Dallas, Tx | Oct 12, 2019 | Nov 15, 2019 |
| Steven Francis Garibay | Dallas, Tx | Oct 12, 2019 | Nov 18, 2019 |
| Roman Lara | Dallas, Tx | Oct 18, 2019 | Nov 5, 2019 |
| Andrew Joseph Camlin | Dallas, Tx | Oct 22, 2019 | Nov 18, 2019 |
| James Steven Leggott | Dallas, Tx | Oct 22, 2019 | Nov 1, 2019 |
The rule
- Registrations ended
- Oct 12, 2019 to Oct 22, 2019
- Registered next
- Oct 31, 2019 to Nov 18, 2019
- Branch state
- TX
- Cities
- 1, most in Dallas, Tx
- Registered there that day
- 15 (people still on IAPD; an estimate)
- Share of that headcount
- 67%
- Succession by the destination
- none on the tape