RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Teams that joined Brookstone Capital Management LLC
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.
| Advisors | From | To | Branch | Type | Left |
|---|---|---|---|---|---|
| 2 | Ae Wealth Management, LLC independent RIA | Brookstone Capital Management LLC independent RIA | Carefree, Az | RIA to RIA | Mar 26, 2025 |
| 2 | Hornor, Townsend & Kent, LLC BD affiliated | Brookstone Capital Management LLC independent RIA | Murfreesboro, Tn | Affiliated broker-dealer or bank to independent RIA | Oct 6, 2023 |
| 2 | Brookstone Asset Management, LLC independent RIA | Brookstone Capital Management LLC independent RIA | Charlotte, Nc +1 | RIA to RIA | Dec 31, 2021 |
| 2 | Amerilife Financial Advisors LLC unclassified | Brookstone Capital Management LLC independent RIA | Clearwater, Fl | Other | Jan 6, 2020 over 10 d |
| 3 | Vann Equity Management LLC independent RIA | Brookstone Capital Management LLC independent RIA | Snellville, Ga +1 | RIA to RIA | Mar 29, 2019 |
| 2 | Regal Investment Advisors LLC other | Brookstone Capital Management LLC independent RIA | Kentwood, Mi | Other | Mar 19, 2018 |
| 2 | Center Street Advisors, Inc. BD affiliated | Brookstone Capital Management LLC other | Nashville, Tn | Other | Feb 14, 2018 |
| 2 | Ntb Advisors, A Division Of Ntb Financial Corporation other | Brookstone Capital Management LLC other | Highlands Ranch, Co | Other | Jan 15, 2018 |
| 2 | First Advisors National, LLC other | Brookstone Capital Management LLC other | Brentwood, Tn | Other | Nov 13, 2017 |