DFX Intelligence
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Firm absorbed
4 advisors left L••••• W••••• P••••••• for L••••• F•••••••• G••••• L••
independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Jan Martha Barnes | Minneapolis, Mn | Mar 28, 2022 | Dec 14, 2021 |
| Lisa Michele Walt | Minneapolis, Mn | Mar 28, 2022 | Dec 14, 2021 |
| Mitchell Alan Wood | Minneapolis, Mn | Mar 28, 2022 | Apr 25, 2022 |
| Richard Allen Vasterling | Minneapolis, Mn | Mar 28, 2022 | Oct 1, 2021 |
The rule
- Registrations ended
- Mar 28, 2022
- Registered next
- Oct 1, 2021 to Apr 25, 2022
- Branch state
- MN
- Cities
- 1, most in Minneapolis, Mn
- Registered there that day
- 6 (people still on IAPD; an estimate)
- Share of that headcount
- 67%
- Succession by the destination
- none on the tape