DFX Intelligence

RIA Intelligence

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Firm absorbed

8 advisors left S••••• • C•••• P•••••• W•••••• L•• for C••••••

independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
AdvisorBranchLeftRegistered
Allison Anne LyonsHouston, TxMar 31, 2023Jan 31, 2023
Deborah StavisHouston, TxMar 31, 2023Jan 31, 2023
Duane Michael HirschHouston, TxMar 31, 2023Feb 22, 2023
Jun GuHouston, TxMar 31, 2023Jan 31, 2023
Kayla Alexandra TolunayHouston, TxMar 31, 2023Jan 31, 2023
Sital RahmanHouston, TxMar 31, 2023Jan 31, 2023
Tyler Garrett LealHouston, TxMar 31, 2023Jan 31, 2023
Yonghui HuangHouston, TxMar 31, 2023Jan 31, 2023
The rule
Registrations ended
Mar 31, 2023
Registered next
Jan 31, 2023 to Feb 22, 2023
Branch state
TX
Cities
1, most in Houston, Tx
Registered there that day
8 (people still on IAPD; an estimate)
Share of that headcount
100%
Succession by the destination
a succession within a year (Oct 20, 2023), not necessarily this firm
Other teams out of S••••• • C•••• P•••••• W•••••• L••Other teams into C••••••