DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

T•••• G•••••• L•••

W••••• J•••••• W•••••independent RIAHouston, TxIA-onlyIAPD 7361391

Certified Financial Planner

Feed of 09/14/2026

Also filed as T•••• L•••

At current firm

0 y

since Apr 8, 2026

In the industry

15 y

since Apr 1, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W••••• J•••••• W••••• independent RIA current
since Apr 8, 2026 · Houston, Tx
C•••••• independent RIA
Jan 31, 2023 to Mar 10, 2026 · Houston, Tx
S••••• • C•••• P•••••• W•••••• L•• former
Dec 22, 2021 to Mar 31, 2023 · Houston, Tx
M•• I•••••••• S•••••••• L•• BD affiliated
Sep 14, 2021 to Dec 10, 2021 · Houston, Tx

Moves

a registration end followed by a registration begin elsewhere

C•••••• to W••••• J•••••• W•••••
left Mar 10, 2026, registered Apr 8, 2026 (29 days) · RIA to RIA
S••••• • C•••• P•••••• W•••••• L•• to C••••••
left Mar 31, 2023, registered Jan 31, 2023 (-59 days) · RIA to RIA · moved with a team
M•• I•••••••• S•••••••• L•• to S••••• • C•••• P•••••• W•••••• L••
left Dec 10, 2021, registered Dec 22, 2021 (12 days) · Affiliated broker-dealer or bank to independent RIA

Signals

T•••• G•••••• L••• left Corient for W••••• J•••••• W••••• (registered 2026-04-08)
Mar 10, 2026 · Advisor changed firm · fact
T•••• G•••••• L••• left S••••• • C•••• P•••••• W•••••• L•• for Corient (registered 2023-01-31)
Mar 31, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address