DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Channel change (one enterprise)
2 advisors moved from P•••• O• M••• W••••• M••••••••• to A•••••• S•••• W••••• M••••••••• L••
Not a lift-out: both firms report Lauren And Roccy Defrancesco 2015 Gift Trust as a 75%+ owner on Schedule A around the move, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
independent RIAtoindependent RIARIA to RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Richard Roy Kirk | Brighton, Mi | Jun 5, 2023 | May 3, 2023 |
| Veronica Osmonov | Brighton, Mi | Jun 5, 2023 | May 3, 2023 |
The rule
- Registrations ended
- Jun 5, 2023
- Registered next
- May 3, 2023
- Branch state
- MI
- Cities
- 1, most in Brighton, Mi
- Registered there that day
- 3 (people still on IAPD; an estimate)
- Share of that headcount
- 67%
- One enterprise because
- both firms report Lauren And Roccy Defrancesco 2015 Gift Trust as a 75%+ owner on Schedule A around the move
- Succession by the destination
- none on the tape