DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

P•••• O• M••• W••••• M•••••••••

Former SEC-registered adviserBrighton, MichiganCRD 317455SEC 801-122775IAPD
Legal name P•••• O• M••• P•••••• W••••• M••••••••• L••
Latest filing Mar 30, 2023
First filing on the tape Oct 28, 2021 · 15 filings
RAUM
$2.9M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$2.9M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
8 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
0
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$2.9M as of Mar 30, 2023
Jan 24, 2022$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)8 as of Mar 30, 2023
Jan 24, 20225 then
Employees (5.A)8 as of Mar 30, 2023
Jan 24, 20225 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 5 to 8
Practice profile
derived from the filing of Mar 30, 2023; every figure names its basis
RAUM per advisor
$368,376derivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$60,143derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
1.6derived5 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
+60%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
Wrap fee program
$2.9MreportedItem 5.I
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$2.9M100%
Individual clients
34reported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
49reported
Financial planning clients
0reported
Wrap fee programs
$2.9M sponsored, $0 managedreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • B•••••• R•••••• J••• · Co-Owner & Iarcontrol
      since 10/2021 · owns 50% to 75%
    • M••••• J•••• B•••• · Chief Compliance Officercontrol
      since 10/2021 · owns less than 5%
    • D••••••••• L•••••• A••••••• · Trusteecontrol
      since 01/2015 · owns 25% to 50% of L••••• A•• R•••• D••••••••• 2••• G••• T••••
    • D••••••••• R••••• M•••••• · Trusteecontrol
      since 01/2015 · owns 25% to 50% of L••••• A•• R•••• D••••••••• 2••• G••• T••••
    • D••••••••• R••••• M••••••• · Trusteecontrol
      since 01/2015 · owns 25% to 50% of L••••• A•• R•••• D••••••••• 2••• G••• T••••
    • S•••••••• B••••• B•••• · Trustee
      since 10/2021 · owns F of L••••• A•• R•••• D••••••••• 2••• G••• T••••
    Entity owners
    • M•••••• V••••••• L•• · Owner
      direct · owns 50% to 75%
    • L••••• A•• R•••• D••••••••• 2••• G••• T•••• · Owner
      indirect · owns 75% or more of M•••••• V••••••• L••
    Related persons
    Schedule D 7.A
    No related person reported.
    Offices
    Schedule D 1.F, the 25 largest
    • , 1 employees
    What changed
    consecutive filings, newest first
    • Accounts · 82 to 49
      Nov 7, 2022 to Mar 30, 2023
    • Advisory employees · 7 to 8
      Nov 7, 2022 to Mar 30, 2023
    • Individual clients · 82 to 34
      Nov 7, 2022 to Mar 30, 2023
    • Employees · 7 to 8
      Nov 7, 2022 to Mar 30, 2023
    • Insurance-licensed employees · 2 to 1
      Nov 7, 2022 to Mar 30, 2023
    • State-registered IARs · 7 to 8
      Nov 7, 2022 to Mar 30, 2023
    • Other offices · 6 to 4
      Nov 7, 2022 to Mar 30, 2023
    • Discretionary RAUM · $6.8M to $2.9M
      Nov 7, 2022 to Mar 30, 2023
    • Individual RAUM · $6.8M to $2.9M
      Nov 7, 2022 to Mar 30, 2023
    • RAUM · $6.8M to $2.9M
      Nov 7, 2022 to Mar 30, 2023
    • Wrap assets (sponsor) · $6.8M to $2.9M
      Nov 7, 2022 to Mar 30, 2023
    • Other offices · 5 to 6
      Jun 3, 2022 to Aug 3, 2022
    • Business name · P•••• O• M••• P•••••• W••••• M••••••••• L•• to P•••• O• M••• W••••• M•••••••••
      Jun 2, 2022 to Jun 3, 2022
    • Other offices · 4 to 5
      Apr 5, 2022 to Apr 29, 2022
    • Accounts · 0 to 82
      Mar 30, 2022 to Apr 5, 2022
    • Advisory employees · 5 to 7
      Mar 30, 2022 to Apr 5, 2022
    • Individual clients · unset to 82.0
      Mar 30, 2022 to Apr 5, 2022
    • Employees · 5 to 7
      Mar 30, 2022 to Apr 5, 2022
    • Insurance-licensed employees · 3 to 2
      Mar 30, 2022 to Apr 5, 2022
    • State-registered IARs · 5 to 7
      Mar 30, 2022 to Apr 5, 2022
    • Discretionary RAUM · $0 to $6.8M
      Mar 30, 2022 to Apr 5, 2022
    • Individual RAUM · unset to 6800000.0
      Mar 30, 2022 to Apr 5, 2022
    • RAUM · $0 to $6.8M
      Mar 30, 2022 to Apr 5, 2022
    • Wrap assets (sponsor) · $0 to $6.8M
      Mar 30, 2022 to Apr 5, 2022
    • Insurance-licensed employees · 1 to 3
      Jan 5, 2022 to Jan 24, 2022
    • State-registered IARs · 1 to 5
      Jan 5, 2022 to Jan 24, 2022
    • Advisory employees · 1 to 5
      Dec 8, 2021 to Jan 5, 2022
    • Employees · 2 to 5
      Dec 8, 2021 to Jan 5, 2022
    • Other offices · 0 to 4
      Dec 8, 2021 to Jan 5, 2022
    • Business name · P•••• O• M••• W••••• M••••••••• to P•••• O• M••• P•••••• W••••• M••••••••• L••
      Dec 3, 2021 to Dec 8, 2021
    • Business name · P•••• O• M••• P•••••• W••••• M••••••••• to P•••• O• M••• W••••• M•••••••••
      Oct 28, 2021 to Dec 2, 2021
    Signals
    8 dated events
    • Blair Bruce Schadler no longer registered at P•••• O• M••• W••••• M•••••••••; no later IA registration on IAPD
      Jun 29, 2023 · a•••••• departure · fact
    • R•••••• J• C••••••• left P•••• O• M••• W••••• M••••••••• for S•••••••• A•••••• N•••••• (registered 2023-01-06)
      Jan 6, 2023 · a•••••• firm change · fact
    • Z•••••• A•••••••• C••••••• left P•••• O• M••• W••••• M••••••••• for S•••••••• A•••••• N•••••• (registered 2023-01-06)
      Jan 6, 2023 · a•••••• firm change · fact
    • 2 advisors left P•••• O• M••• W••••• M••••••••• (Grayslake, IL) for S•••••••• A•••••• N•••••• on the same day
      Jan 6, 2023 · t••• lift out · derived
    • R••• K•••••• F•••••••• left P•••• O• M••• W••••• M••••••••• for O•••• G•••• P•••••• W••••• (registered 2024-10-01)
      Dec 7, 2022 · a•••••• firm change · fact
    • S•••• C••••••••• B•••• left P•••• O• M••• W••••• M••••••••• for A••••• W••••• M••••••••• (registered 2024-04-03)
      Dec 7, 2022 · a•••••• firm change · fact
    • R••••• J••• B••••• left P•••• O• M••• W••••• M••••••••• for A• S•••••• W•• T• I••••• (registered 2025-01-06)
      Sep 12, 2022 · a•••••• firm change · fact
    • P•••• O• M••• P•••••• W••••• M••••••••• filed its initial SEC registration (Form ADV)
      Oct 28, 2021 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026