DFX Intelligence
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Firm absorbed
4 advisors left C••••••••• A••••••• L•• for A••••••• S••••••• N••••••
independent RIAtoindependent RIARIA to RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Tyler Mark Harris | Fayetteville, Ar | Apr 15, 2025 | Apr 15, 2025 |
| Gary Mark Harris | Fayetteville, Ar | Apr 24, 2025 | Apr 24, 2025 |
| Kenneth J Uhlich | Fayetteville, Ar | Apr 25, 2025 | Apr 28, 2025 |
| Nikifor Alexandrov Paunov | Fayetteville, Ar | May 8, 2025 | May 21, 2025 |
The ruleHow a team is typedA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm.The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.
- Registrations ended
- Apr 15, 2025 to May 8, 2025
- Registered next
- Apr 15, 2025 to May 21, 2025
- Branch state
- AR
- Cities
- 1, most in Fayetteville, Ar
- Registered there that day
- 8 (people still on IAPD; an estimate)
- Share of that headcount
- 50%
- Succession by the destination
- none on the tape