DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Kenneth J Uhlich

Advisory Services Networkindependent RIAMandeville, La IA-onlyIAPD 4908495

Chartered Financial Consultant

Feed of 09/15/2026

Also filed as Kenneth John Uhlich

At current firm

1 y

since Apr 28, 2025

In the industry

19 y

since Aug 17, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Advisory Services Network independent RIA current
since Apr 28, 2025 · Atlanta, Ga
Cornerstone Advisors LLC independent RIA
Apr 17, 2023 to Apr 25, 2025 · Fayetteville, Ar
Cornerstone Registered Investment Advisors unclassified
Aug 29, 2022 to Aug 25, 2023 · Metairie, La
Park Avenue Securities LLC BD affiliated
Feb 28, 2014 to Aug 22, 2022 · Metairie, La
Pruco Securities, LLC no RAUM
Mar 14, 2012 to Jan 22, 2014 · Ridgeland, Ms

Moves

a registration end followed by a registration begin elsewhere

Cornerstone Advisors LLC to Advisory Services Network
left Apr 25, 2025, registered Apr 28, 2025 (3 days) · RIA to RIA · moved with a team
Cornerstone Registered Investment Advisors to Cornerstone Advisors LLC
left Aug 25, 2023, registered Apr 17, 2023 (-130 days) · Other
Park Avenue Securities LLC to Cornerstone Registered Investment Advisors
left Aug 22, 2022, registered Aug 29, 2022 (7 days) · Other
Pruco Securities, LLC to Park Avenue Securities LLC
left Jan 22, 2014, registered Feb 28, 2014 (37 days) · Other

Signals

Kenneth J Uhlich left Cornerstone Advisors Llc for Advisory Services Network (registered 2025-04-28)
Apr 25, 2025 · Advisor changed firm · fact
Kenneth J Uhlich left Cornerstone Registered Investment Advisors for Cornerstone Advisors Llc (registered 2023-04-17)
Aug 25, 2023 · Advisor changed firm · fact
Kenneth J Uhlich left Park Avenue Securities Llc for Cornerstone Registered Investment Advisors (registered 2022-08-29)
Aug 22, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address