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Team lift-out

2 advisors left O•••• F•• I••• for L•• F•••••••• L••

BD affiliatedtoindependent RIAAffiliated broker-dealer or bank to independent RIAderived from registration dates
Members
AdvisorBranchLeftRegistered
Harry Edward O'ConnerRaleigh, NcMay 1, 2019Apr 26, 2019
John Eldridge ParhamRaleigh, NcMay 1, 2019Apr 29, 2019
The rule
Registrations ended
May 1, 2019
Registered next
Apr 26, 2019 to Apr 29, 2019
Branch state
NC
Cities
1, most in Raleigh, Nc
Registered there that day
357 (people still on IAPD; an estimate)
Share of that headcount
0.6%
Succession by the destination
none on the tape