DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Team lift-out
2 advisors left B••••••• S••••••••• C•••• for C••••••••• F•••••••• N••••••
independent RIAtonational BDRIA to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Michael Christopher Restivo | Batavia, Ny | May 23, 2025 | May 22, 2025 |
| Stephen T. Hicks | Batavia, Ny | May 23, 2025 | May 22, 2025 |
The rule
- Registrations ended
- May 23, 2025
- Registered next
- May 22, 2025
- Branch state
- NY
- Cities
- 2, most in Rochester, Ny
- Registered there that day
- 27 (people still on IAPD; an estimate)
- Share of that headcount
- 7.4%
- Succession by the destination
- none on the tape