DFX Intelligence
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Team lift-out
2 advisors left H•••••• T••••••• • K•••• L•• for P••• A••••• S••••••••• L••
BD affiliatedtoBD affiliatedAffiliated broker-dealer or bank to anotherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Andreane Barden Frazier | Rome, Ga | Jan 29, 2021 | Jan 28, 2021 |
| Ralph Lamar Barden | Woodstock, Ga | Jan 29, 2021 | Jan 29, 2021 |
The ruleHow a team is typedA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm.The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.
- Registrations ended
- Jan 29, 2021
- Registered next
- Jan 28, 2021 to Jan 29, 2021
- Branch state
- GA
- Cities
- 2, most in Woodstock, Ga
- Registered there that day
- 338 (people still on IAPD; an estimate)
- Share of that headcount
- 0.6%
- Succession by the destination
- none on the tape