DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor teams

Teams that left Hornor, Townsend & Kent, LLC

A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.

Advisors	From	To	Branch	Type	Left
2	Hornor, Townsend & Kent, LLC independent RIA	A4 Wealth Advisors LLC independent RIA	Charlotte, Nc	RIA to RIA	May 26, 2026
2	Hornor, Townsend & Kent, LLC independent RIA	LPL Financial LLC BD affiliated	Overland Park, Ks	RIA to affiliated broker-dealer or bank	May 15, 2026
2	Hornor, Townsend & Kent, LLC independent RIA	Ameriprise Financial Services, LLC national BD	Coral Gables, Fl	RIA to affiliated broker-dealer or bank	Feb 27, 2026
2	Hornor, Townsend & Kent, LLC independent RIA	Kestra Advisory Services, LLC BD affiliated	Edison, Nj +1	RIA to affiliated broker-dealer or bank	Feb 17, 2026
3	Hornor, Townsend & Kent, LLC independent RIA	Blueprint Financial Advisors independent RIA	Charlotte, Nc	RIA to RIA	Jan 26, 2026 over 11 d
2	Hornor, Townsend & Kent, LLC independent RIA	Blueprint Financial Advisors independent RIA	Conshohocken, Pa	RIA to RIA	Jan 23, 2026
2	Hornor, Townsend & Kent, LLC independent RIA	L&S Private Wealth, LLC no RAUM	Perkins, Ok	RIA to a newly registered adviser	Jan 20, 2026
2	Hornor, Townsend & Kent, LLC BD affiliated	Ameritas Advisory Services, LLC BD affiliated	Hauppauge, Ny	Affiliated broker-dealer or bank to another	May 2, 2025
5	Hornor, Townsend & Kent, LLC BD affiliated	Osaic Wealth, Inc. BD affiliated	Tulsa, Ok +1	Affiliated broker-dealer or bank to another	Feb 19, 2025 over 12 d
8	Hornor, Townsend & Kent, LLC BD affiliated	Osaic Wealth, Inc. BD affiliated	Wichita, Ks	Affiliated broker-dealer or bank to another	Feb 11, 2025
3	Hornor, Townsend & Kent, LLC BD affiliated	Osaic Wealth, Inc. BD affiliated	Pittsburgh, Pa	Affiliated broker-dealer or bank to another	Nov 11, 2024
2	Hornor, Townsend & Kent, LLC BD affiliated	Great Valley Advisor Group, LLC independent RIA	Allentown, Pa +1	Affiliated broker-dealer or bank to independent RIA	Jul 31, 2024
2	Hornor, Townsend & Kent, LLC BD affiliated	Osaic Wealth, Inc. BD affiliated	Tulsa, Ok	Affiliated broker-dealer or bank to another	Jul 31, 2024
2	Hornor, Townsend & Kent, LLC BD affiliated	Great Valley Advisor Group, LLC independent RIA	Wilmington, De	Affiliated broker-dealer or bank to independent RIA	Jul 18, 2024
4	Hornor, Townsend & Kent, LLC BD affiliated	Drucker Wealth no RAUM	New York, Ny	Affiliated broker-dealer or bank to a newly registered adviser	Feb 12, 2024
3	Hornor, Townsend & Kent, LLC BD affiliated	Kestra Advisory Services, LLC BD affiliated	Towson, Md	Affiliated broker-dealer or bank to another	Oct 12, 2023
2	Hornor, Townsend & Kent, LLC BD affiliated	Brookstone Capital Management LLC independent RIA	Murfreesboro, Tn	Affiliated broker-dealer or bank to independent RIA	Oct 6, 2023
3	Hornor, Townsend & Kent, LLC BD affiliated	Diversify Advisory Services, LLC BD affiliated	Conshohocken, Pa	Affiliated broker-dealer or bank to another	Oct 27, 2022
3	Hornor, Townsend & Kent, LLC BD affiliated	LPL Financial LLC independent RIA	Wilmington, De	Affiliated broker-dealer or bank to independent RIA	May 4, 2022
2	Hornor, Townsend & Kent, LLC BD affiliated	Maryland Financial Group, Inc. independent RIA	Wilmington, De	Affiliated broker-dealer or bank to independent RIA	Mar 25, 2022
4	Hornor, Townsend & Kent, LLC BD affiliated	Cambridge Investment Research Advisors, Inc. BD affiliated	Wichita, Ks	Affiliated broker-dealer or bank to another	Feb 10, 2022
4	Hornor, Townsend & Kent, LLC BD affiliated	Kestra Advisory Services, LLC BD affiliated	Chicago, Il +1	Affiliated broker-dealer or bank to another	Oct 28, 2021
2	Hornor, Townsend & Kent, LLC BD affiliated	Wealth Analytics, Inc. unclassified	San Diego, Ca	Other	Sep 9, 2021
2	Hornor, Townsend & Kent, LLC BD affiliated	Kestra Advisory Services, LLC BD affiliated	Dover, De	Affiliated broker-dealer or bank to another	Jun 9, 2021
3	Hornor, Townsend & Kent, LLC BD affiliated	Hyperion Financial state registered	Shillington, Pa +1	Affiliated broker-dealer or bank to a state-registered adviser	May 28, 2021
2	Hornor, Townsend & Kent, LLC BD affiliated	MML Investors Services, LLC BD affiliated	Rochester, Ny	Affiliated broker-dealer or bank to another	May 18, 2021
2	Hornor, Townsend & Kent, LLC BD affiliated	Park Avenue Securities LLC BD affiliated	Woodstock, Ga +1	Affiliated broker-dealer or bank to another	Jan 29, 2021
2	Hornor, Townsend & Kent, LLC BD affiliated	LPL Financial LLC BD affiliated	S Burlington, Vt	Affiliated broker-dealer or bank to another	Jan 29, 2021
2	Hornor, Townsend & Kent, LLC BD affiliated	Osaic Wealth, Inc. BD affiliated	Tampa, Fl	Affiliated broker-dealer or bank to another	Dec 15, 2020
3	Hornor, Townsend & Kent, LLC BD affiliated	Geneos Wealth Management, Inc. BD affiliated	Addison, Tx	Affiliated broker-dealer or bank to another	Nov 2, 2020 over 11 d
2	Hornor, Townsend & Kent, LLC BD affiliated	Advisory Resource Group, LLC unclassified	Bellevue, Wa	Other	Nov 2, 2020
3	Hornor, Townsend & Kent, LLC BD affiliated	Onedigital institutional	Oak Brook, Il +1	Other	Oct 2, 2020
2	Hornor, Townsend & Kent, LLC BD affiliated	Valmark Advisers, Inc. mixed wealth	Pittsford, Ny	Affiliated broker-dealer or bank to independent RIA	Aug 4, 2020
2	Hornor, Townsend & Kent, LLC BD affiliated	Peteralexander state registered	Conshohocken, Pa	Affiliated broker-dealer or bank to a state-registered adviser	Mar 2, 2020 over 8 d
2	Hornor, Townsend & Kent, LLC BD affiliated	Opulus independent RIA	Newark, De	Affiliated broker-dealer or bank to independent RIA	Aug 19, 2019 over 1 d
2	Hornor, Townsend & Kent, LLC BD affiliated	Commonwealth Financial Network national BD	Woodstock, Ga +1	Affiliated broker-dealer or bank to another	May 1, 2019
4	Hornor, Townsend & Kent, LLC BD affiliated	Kestra Advisory Services, LLC BD affiliated	Addison, Tx +1	Affiliated broker-dealer or bank to another	Mar 7, 2019
2	Hornor, Townsend & Kent, LLC BD affiliated	Wealth Development Strategies Investment Advisory, Inc. state registered	Houston, Tx	Affiliated broker-dealer or bank to a state-registered adviser	Feb 22, 2019 over 7 d
2	Hornor, Townsend & Kent, LLC BD affiliated	Woodbury Financial Services, Inc. BD affiliated	Bellevue, Wa	Affiliated broker-dealer or bank to another	Nov 13, 2018 over 2 d
2	Hornor, Townsend & Kent, LLC BD affiliated	Securities America Advisors, Inc. BD affiliated	Edison, Nj	Affiliated broker-dealer or bank to another	Oct 25, 2018 over 6 d
3	Hornor, Townsend & Kent, LLC BD affiliated	Woodbury Financial Services, Inc. BD affiliated	Bellevue, Wa +1	Affiliated broker-dealer or bank to another	Jul 26, 2018 over 12 d
2	Hornor, Townsend & Kent, LLC BD affiliated	MML Investors Services, LLC BD affiliated	Lake Oswego, Or	Affiliated broker-dealer or bank to another	Jun 29, 2018
4	Hornor, Townsend & Kent, LLC BD affiliated	Lion Street Advisors, LLC BD affiliated	Bellevue, Wa +1	Affiliated broker-dealer or bank to another	Jun 21, 2018 over 1 d
2	Hornor, Townsend & Kent, LLC BD affiliated	Cambridge Investment Research Advisors, Inc. BD affiliated	Charlotte, Nc	Affiliated broker-dealer or bank to another	May 30, 2018
2	Hornor, Townsend & Kent, LLC other	Cambridge Investment Research Advisors, Inc. other	Katy, Tx	Other	Mar 1, 2018
2	Hornor, Townsend & Kent, LLC other	Penn Mutual Asset Management, LLC other	Horsham, Pa +1	Other	Sep 22, 2017
2	Hornor, Townsend & Kent, LLC other	Woodbury Financial Services, Inc. other	Holladay, Ut	Other	Aug 31, 2017 over 1 d
2	Hornor, Townsend & Kent, LLC other	Kestra Advisory Services, LLC other	Morrisville, Nc +1	Other	Aug 16, 2017
2	Hornor, Townsend & Kent, LLC other	Oneamerica Securities, Inc. other	Chicago, Il +1	Other	Aug 7, 2017 over 4 d
2	Hornor, Townsend & Kent, LLC other	Oneamerica Securities, Inc. other	Chicago, Il	Other	Jun 1, 2017
3	Hornor, Townsend & Kent, LLC other	Osaic Fa, Inc. other	Towson, Md +1	Other	Apr 6, 2017 over 7 d
2	Hornor, Townsend & Kent, LLC other	MML Investors Services, LLC other	Morrisville, Nc	Other	Mar 13, 2017
2	Hornor, Townsend & Kent, LLC other	Cambridge Investment Research Advisors, Inc. other	Northfield, Mn	Other	Mar 1, 2017
2	Hornor, Townsend & Kent, LLC other	MML Investors Services, LLC other	Conshohocken, Pa +1	Other	Jan 23, 2017 over 1 d
2	Hornor, Townsend & Kent, LLC other	Ssn Advisory, Inc. other	Towson, Md	Other	Dec 15, 2016
2	Hornor, Townsend & Kent, LLC other	Gwn Securities Inc. other	Succasunna, Nj	Other	Aug 4, 2016

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56 teams match.derived from registration dates