DFX Intelligence
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Team lift-out
2 advisors left J••••• M••••••••• S•••• L•• for L•• F•••••••• L••
BD affiliatedtoBD affiliatedAffiliated broker-dealer or bank to anotherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Thomas Francis Niles | Saratoga Springs, Ny | Oct 17, 2025 | Oct 1, 2025 |
| Stephen Patrick Carleton | Saratoga Springs, Ny | Oct 22, 2025 | Oct 1, 2025 |
The rule
- Registrations ended
- Oct 17, 2025 to Oct 22, 2025
- Registered next
- Oct 1, 2025
- Branch state
- NY
- Cities
- 1, most in Saratoga Springs, Ny
- Registered there that day
- 1,241 (people still on IAPD; an estimate)
- Share of that headcount
- 0.2%
- Succession by the destination
- none on the tape