DFX Intelligence
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Channel change (one enterprise)
2 advisors moved from F•••••••• S••••••••• C•••• to F•••••••• I••••••••• C•••••••••
Not a lift-out: both firms report F•••••••• Hermes, Inc. as a 75%+ owner on Schedule A around the move, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
no RAUMtoinstitutionalOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Nathaniel J Sepe | Sewickley, Pa | Aug 7, 2024 | Jun 29, 2018 |
| Dante Francis Sienko | Gibsonia, Pa | Aug 8, 2024 | Sep 20, 2022 |
The rule
- Registrations ended
- Aug 7, 2024 to Aug 8, 2024
- Registered next
- Jun 29, 2018 to Sep 20, 2022
- Branch state
- PA
- Cities
- 2, most in Sewickley, Pa
- Registered there that day
- 184 (people still on IAPD; an estimate)
- Share of that headcount
- 1.1%
- One enterprise because
- both firms report F•••••••• Hermes, Inc. as a 75%+ owner on Schedule A around the move
- Succession by the destination
- none on the tape