DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Nathaniel J Sepe

Edward Jonesnational BDCranberry Township, Padual registrantIAPD 6711073

Feed of 09/14/2026

Also filed as Nathaniel John Sepe

At current firm

0 y

since Apr 13, 2026

In the industry

13 y

since Aug 1, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Edward Jones national BD current
since Apr 13, 2026 · Cranberry Township, Pa
Usi Advisors institutional
May 30, 2025 to Apr 10, 2026 · Pittsburgh, Pa
Cwm, LLC BD affiliated
Aug 1, 2024 to May 19, 2025 · Omaha, Ne
Federated Global Investment Management Corp. asset manager
Aug 13, 2021 to Aug 7, 2024 · Sewickley, Pa
Mdt Advisers, A Division Of Federated Mdta LLC asset manager
Jul 9, 2018 to Aug 7, 2024 · Sewickley, Pa
Federated Investment Counseling institutional
Jun 29, 2018 to Aug 7, 2024 · Pittsburgh, Pa
Federated Securities Corp. no RAUM
Jun 29, 2018 to Aug 7, 2024 · Pittsburgh, Pa

Moves

a registration end followed by a registration begin elsewhere

Usi Advisors to Edward Jones
left Apr 10, 2026, registered Apr 13, 2026 (3 days) · Other
Cwm, LLC to Usi Advisors
left May 19, 2025, registered May 30, 2025 (11 days) · Other
Federated Investment Counseling to Mdt Advisers, A Division Of Federated Mdta LLC
left Aug 7, 2024, registered Jul 9, 2018 (-2221 days) · channel change inside one enterprise, not a move
Federated Global Investment Management Corp. to Cwm, LLC
left Aug 7, 2024, registered Aug 1, 2024 (-6 days) · Other
Mdt Advisers, A Division Of Federated Mdta LLC to Federated Global Investment Management Corp.
left Aug 7, 2024, registered Aug 13, 2021 (-1090 days) · channel change inside one enterprise, not a move
Federated Securities Corp. to Federated Investment Counseling
left Aug 7, 2024, registered Jun 29, 2018 (-2231 days) · channel change inside one enterprise, not a move · moved with a team

Signals

Nathaniel J Sepe left Usi Advisors for Edward Jones (registered 2026-04-13)
Apr 10, 2026 · Advisor changed firm · fact
Nathaniel J Sepe left Cwm, Llc for Usi Advisors (registered 2025-05-30)
May 19, 2025 · Advisor changed firm · fact
Nathaniel J Sepe left Federated Global Investment Management Corp. for Cwm, Llc (registered 2024-08-01)
Aug 7, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address