DFX Intelligence
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Channel change (one enterprise)
2 advisors moved from C•••••• S••••• • C••• I••• to S••••• W••••• A•••••••• I•••
Not a lift-out: both firms report The C•••••• S••••• Corporation as a 75%+ owner on Schedule A around the move, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
national BDtono RAUMOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Kevin Scott Richardson | Westlake, Tx | Jan 9, 2024 | Mar 22, 2024 |
| Matt Allen Harrelson | Westlake, Tx | Jan 10, 2024 | Sep 25, 2023 |
The rule
- Registrations ended
- Jan 9, 2024 to Jan 10, 2024
- Registered next
- Sep 25, 2023 to Mar 22, 2024
- Branch state
- TX
- Cities
- 1, most in Westlake, Tx
- Registered there that day
- 5,283 (people still on IAPD; an estimate)
- Share of that headcount
- 0.0%
- One enterprise because
- both firms report The C•••••• S••••• Corporation as a 75%+ owner on Schedule A around the move
- Succession by the destination
- none on the tape