DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M••• A•••• H••••••••

P•••••••• W••••• A•••••••• L••independent RIADallas, Tx IA-onlyIAPD 5494198

Certified Financial Planner

Feed of 09/14/2026

Also filed as M••• H••••••••

At current firm

2 y

since Feb 9, 2024

In the industry

18 y

since May 19, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

P•••••••• W••••• A•••••••• L•• independent RIA current
since Feb 9, 2024 · Dallas, Tx
S••••• W••••• A•••••••• I••• no RAUM
Sep 25, 2023 to Dec 19, 2023 · Westlake, Tx
C•••••• S••••• • C••• I••• national BD
Aug 18, 2023 to Jan 10, 2024 · Westlake, Tx
T• A••••••••• I••• former
Jan 22, 2022 to Oct 14, 2022 · Westlake, Tx
T• A••••••••• I••••••••• M••••••••• L•• former
Nov 9, 2017 to Sep 7, 2023 · Fort Worth, Tx
T• A••••••••• I••• former
Nov 9, 2017 to Dec 31, 2017 · Westlake, Tx
S•••••••• A••••••• L•• national BD
Apr 16, 2013 to Oct 4, 2017 · Sugar Land, Tx
E•••••••• A•••••••• L•• national BD
May 27, 2008 to Oct 28, 2008 · Dallas, Tx

Moves

a registration end followed by a registration begin elsewhere

C•••••• S••••• • C••• I••• to S••••• W••••• A•••••••• I•••
left Jan 10, 2024, registered Sep 25, 2023 (-107 days) · channel change inside one enterprise, not a move · moved with a team
S••••• W••••• A•••••••• I••• to P•••••••• W••••• A•••••••• L••
left Dec 19, 2023, registered Feb 9, 2024 (52 days) · Other
T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••
left Sep 7, 2023, registered Jan 22, 2022 (-593 days) · channel change inside one enterprise, not a move · moved with a team
T• A••••••••• I••• to C•••••• S••••• • C••• I•••
left Oct 14, 2022, registered Aug 18, 2023 (308 days) · channel change inside one enterprise, not a move
T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left Dec 31, 2017, registered Nov 9, 2017 (-52 days) · channel change inside one enterprise, not a move · moved with a team
S•••••••• A••••••• L•• to T• A••••••••• I•••
left Oct 4, 2017, registered Nov 9, 2017 (36 days) · Other · moved with a team
E•••••••• A•••••••• L•• to S•••••••• A••••••• L••
left Oct 28, 2008, registered Apr 16, 2013 (1631 days) · Affiliated broker-dealer or bank to another

Signals

M••• A•••• H•••••••• left S••••• W••••• A•••••••• I••• for P•••••••• W••••• A•••••••• L•• (registered 2024-02-09)
Dec 19, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address