DFX Intelligence
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Channel change (one enterprise)
2 advisors moved from U••• I••••••••• S••••••• C•••••• to U••• F•••••••• P••••••• S•••••••
Not a lift-out: both firms report United Services Automobile Association as a 75%+ owner on Schedule A around the move, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
othertono RAUMOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| David Michael Suess | Peoria, Az | Nov 3, 2016 | Oct 28, 2016 |
| Timothy Mahan | Phoenix, Az | Nov 4, 2016 | Oct 28, 2016 |
The rule
- Registrations ended
- Nov 3, 2016 to Nov 4, 2016
- Registered next
- Oct 28, 2016
- Branch state
- AZ
- Cities
- 2, most in Peoria, Az
- Registered there that day
- 37 (people still on IAPD; an estimate)
- Share of that headcount
- 5.4%
- One enterprise because
- both firms report United Services Automobile Association as a 75%+ owner on Schedule A around the move
- Succession by the destination
- none on the tape