DFX Intelligence
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Team lift-out
3 advisors left L•• F•••••••• L•• for C••••••••• F•••••••• N••••••
independent RIAtonational BDRIA to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Frederick James Harkins | Providence, Ri | Mar 18, 2019 | Mar 21, 2019 |
| Michelle Cortes-Harkins | Providence, Ri | Mar 18, 2019 | Feb 19, 2019 |
| Gregory George Barishian | Providence, Ri | Mar 20, 2019 | Feb 25, 2019 |
The rule
- Registrations ended
- Mar 18, 2019 to Mar 20, 2019
- Registered next
- Feb 19, 2019 to Mar 21, 2019
- Branch state
- RI
- Cities
- 1, most in Providence, Ri
- Registered there that day
- 8,373 (people still on IAPD; an estimate)
- Share of that headcount
- 0.0%
- Succession by the destination
- none on the tape