DFX Intelligence
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Team lift-out
4 advisors left E•••••••• A•••••••• L•• for C•••••
national BDtono RAUMAffiliated broker-dealer or bank to a newly registered adviserderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| John Daley Haggar | Lakewood, Co | May 5, 2021 | Jun 24, 2021 |
| Jeremy Frederick Fawcett | Lakewood, Co | May 12, 2021 | May 27, 2021 |
| Matthew Wayne Sharkey | Lakewood, Co | May 19, 2021 | Jun 3, 2021 |
| Mark Thomas Neely | Lakewood, Co | Jun 2, 2021 | Jun 11, 2021 |
The rule
- Registrations ended
- May 5, 2021 to Jun 2, 2021
- Registered next
- May 27, 2021 to Jun 24, 2021
- Branch state
- CO
- Cities
- 1, most in Lakewood, Co
- Registered there that day
- 2,786 (people still on IAPD; an estimate)
- Share of that headcount
- 0.1%
- Succession by the destination
- none on the tape