DFX Intelligence

RIA Intelligence

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Team lift-out

2 advisors left R•••••• J•••• • A••••••••• I••• for N•••••• A•••••••

national BDtoindependent RIAAffiliated broker-dealer or bank to independent RIAderived from registration dates
Members
AdvisorBranchLeftRegistered
Nathaniel Andrew NovakNew Orleans, LaJul 2, 2020Jul 2, 2020
Nita R PastorNew Orleans, LaJul 2, 2020Jul 2, 2020
The rule
Registrations ended
Jul 2, 2020
Registered next
Jul 2, 2020
Branch state
LA
Cities
1, most in New Orleans, La
Registered there that day
3,851 (people still on IAPD; an estimate)
Share of that headcount
0.1%
Succession by the destination
none on the tape
Other teams out of R•••••• J•••• • A••••••••• I•••Other teams into N•••••• A•••••••