DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Nathaniel Andrew Novak
Feed of 09/15/2026
At current firm
6 y
since Jul 2, 2020
In the industry
15 y
since Oct 22, 2010 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Newedge Advisors BD affiliated currentsince Jul 2, 2020 · New Orleans, La
- Raymond James & Associates, Inc. national BDFeb 13, 2013 to Jul 2, 2020 · New Orleans, La
- Morgan Keegan & Company, LLC formerNov 9, 2011 to Feb 13, 2013 · New Orleans, La
- Securian Financial Services, Inc. formerOct 27, 2010 to Jun 30, 2011 · Metairie, La
Moves
a registration end followed by a registration begin elsewhere
- Raymond James & Associates, Inc. to Newedge Advisorsleft Jul 2, 2020, registered Jul 2, 2020 (0 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- Morgan Keegan & Company, LLC to Raymond James & Associates, Inc.left Feb 13, 2013, registered Feb 13, 2013 (0 days) · corporate re-registration, not a move
- Securian Financial Services, Inc. to Morgan Keegan & Company, LLCleft Jun 30, 2011, registered Nov 9, 2011 (132 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address