DFX Intelligence

RIA Intelligence

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Team lift-out

5 advisors left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for J••• M••••• P•••••• W••••• A••••••• L••

wirehousetomixed wealthWirehouse to independent RIAderived from registration dates
Members
AdvisorBranchLeftRegistered
Ethel LopezWestlake Village, CaOct 30, 2018Oct 26, 2018
Garry Charles PaceWestlake Village, CaOct 30, 2018Oct 26, 2018
Joshua Lee PaceWestlake Village, CaOct 30, 2018Oct 26, 2018
Daniel Frederick DwyerNapa, CaNov 6, 2018Nov 2, 2018
Erin HofacketNapa, CaNov 6, 2018Nov 2, 2018
The rule
Registrations ended
Oct 30, 2018 to Nov 6, 2018
Registered next
Oct 26, 2018 to Nov 2, 2018
Branch state
CA
Cities
2, most in Westlake Village, Ca
Registered there that day
20,722 (people still on IAPD; an estimate)
Share of that headcount
0.0%
Succession by the destination
none on the tape
Other teams out of M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Other teams into J••• M••••• P•••••• W••••• A••••••• L••