DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

E••• H•••••••

W•••• F•••• A•••••••wirehouseNapa, Cadual registrantIAPD 2505514

Feed of 09/14/2026

Also filed as E••• H••••••• Mcphee

At current firm

0 y

since Jun 24, 2026

In the industry

25 y

since Jan 16, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••• F•••• A••••••• wirehouse current
since Jun 24, 2026 · Napa, Ca
E••••• J•••• national BD
May 13, 2024 to Jun 25, 2026 · Napa, Ca
J••• M••••• S••••••••• L•• wirehouse
Mar 12, 2024 to May 11, 2024 · Napa, Ca
J••• M••••• P•••••• W••••• A••••••• L•• former
Nov 2, 2018 to May 13, 2024 · Napa, Ca
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Sep 21, 2009 to Nov 6, 2018 · Napa, Ca
W•••• F•••• A••••••• wirehouse
Jul 1, 2003 to Oct 6, 2009 · Napa, Ca
P••••••••• E••••• G••••• L•• unclassified
Feb 27, 2003 to Jul 1, 2003 · Napa, Ca

Moves

a registration end followed by a registration begin elsewhere

E••••• J•••• to W•••• F•••• A•••••••
left Jun 25, 2026, registered Jun 24, 2026 (-1 days) · Affiliated broker-dealer or bank to wirehouse
J••• M••••• P•••••• W••••• A••••••• L•• to J••• M••••• S••••••••• L••
left May 13, 2024, registered Mar 12, 2024 (-62 days) · channel change inside one enterprise, not a move · moved with a team
J••• M••••• S••••••••• L•• to E••••• J••••
left May 11, 2024, registered May 13, 2024 (2 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• P•••••• W••••• A••••••• L••
left Nov 6, 2018, registered Nov 2, 2018 (-4 days) · Wirehouse to independent RIA · moved with a team
W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Oct 6, 2009, registered Sep 21, 2009 (-15 days) · Wirehouse to wirehouse
P••••••••• E••••• G••••• L•• to W•••• F•••• A•••••••
left Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move

Signals

E••• H••••••• left E••••• J•••• for W•••• F•••• A••••••• (registered 2026-06-24)
Jun 25, 2026 · Advisor changed firm · fact
E••• H••••••• left J••• M••••• S••••••••• L•• for E••••• J•••• (registered 2024-05-13)
May 11, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address