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RIA Intelligence

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Team lift-out

4 advisors left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for C••••••• • C••• I•••

wirehousetoBD affiliatedWirehouse to affiliated broker-dealer or bankderived from registration dates
Members
AdvisorBranchLeftRegistered
Leslie T FongPasadena, CaJul 26, 2018Jun 27, 2018
Mamie H LaiPasadena, CaJul 26, 2018Jun 27, 2018
Jason Lee Ray BettsPasadena, CaJul 27, 2018Jun 27, 2018
Michelle L. MarquezPasadena, CaJul 27, 2018Jun 27, 2018
The rule
Registrations ended
Jul 26, 2018 to Jul 27, 2018
Registered next
Jun 27, 2018
Branch state
CA
Cities
1, most in Pasadena, Ca
Registered there that day
20,388 (people still on IAPD; an estimate)
Share of that headcount
0.0%
Succession by the destination
none on the tape
Other teams out of M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Other teams into C••••••• • C••• I•••