DFX Intelligence
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Team lift-out
6 advisors left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for B••••••••• O•• P•••••• W••••• L••
wirehousetono RAUMWirehouse to a newly registered adviser (no RAUM reported yet)derived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Alison Christie Dorsman | Wilmington, De | Jul 31, 2018 | Jul 27, 2018 |
| Brittany Sara Kalsky | Wilmington, De | Jul 31, 2018 | Jul 27, 2018 |
| Mark Richard Jackson | Wilmington, De | Jul 31, 2018 | Jul 27, 2018 |
| Michael James Henley | Wilmington, De | Jul 31, 2018 | Jul 27, 2018 |
| Steve Michael Maconi | Wilmington, De | Jul 31, 2018 | Jul 27, 2018 |
| Tracy Brinker Mcguire | Wilmington, De | Jul 31, 2018 | Jul 27, 2018 |
The rule
- Registrations ended
- Jul 31, 2018
- Registered next
- Jul 27, 2018
- Branch state
- DE
- Cities
- 1, most in Wilmington, De
- Registered there that day
- 20,403 (people still on IAPD; an estimate)
- Share of that headcount
- 0.0%
- Succession by the destination
- none on the tape
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm. The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.