DFX Intelligence
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Team lift-out
3 advisors left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for J••••• M••••••••• S•••• L••
wirehousetoBD affiliatedWirehouse to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Andrew Foster Meredith | Hunt Valley, Md | Apr 19, 2021 | Apr 16, 2021 |
| Kevin Matthew Lindung | Hunt Valley, Md | Apr 19, 2021 | Apr 17, 2021 |
| Scott Dahlin Kelly | Baltimore, Md | Apr 19, 2021 | Apr 16, 2021 |
The rule
- Registrations ended
- Apr 19, 2021
- Registered next
- Apr 16, 2021 to Apr 17, 2021
- Branch state
- MD
- Cities
- 2, most in Hunt Valley, Md
- Registered there that day
- 22,368 (people still on IAPD; an estimate)
- Share of that headcount
- 0.0%
- Succession by the destination
- none on the tape
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm. The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.