DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Team lift-out
7 advisors left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for J••• M••••• S••••••••• L••
wirehousetowirehouseWirehouse to wirehousederived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Henry Lau | Pasadena, Ca | Feb 25, 2016 | Mar 11, 2016 |
| Harrison Chi Chang | Newport Beach, Ca | Mar 7, 2016 | May 18, 2016 |
| Wesley Gary Gunter | Mission Viejo, Ca | Mar 7, 2016 | Mar 17, 2016 |
| Brandon Harper | Dublin, Ca | Mar 9, 2016 | Mar 11, 2016 |
| Bryan T. Harada | Los Angeles, Ca | Mar 10, 2016 | Mar 18, 2016 |
| Neetu Tiwari | San Francisco, Ca | Mar 15, 2016 | May 31, 2017 |
| Ryan Botsford | Los Angeles, Ca | Mar 22, 2016 | Mar 22, 2016 |
The rule
- Registrations ended
- Feb 25, 2016 to Mar 22, 2016
- Registered next
- Mar 11, 2016 to May 31, 2017
- Branch state
- CA
- Cities
- 6, most in Los Angeles, Ca
- Registered there that day
- 18,031 (people still on IAPD; an estimate)
- Share of that headcount
- 0.0%
- Succession by the destination
- none on the tape
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm. The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.