DFX Intelligence
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Team lift-out
3 advisors left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for J••• M••••• S••••••••• L••
wirehousetowirehouseWirehouse to wirehousederived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Amit Patel | Los Angeles, Ca | Jan 29, 2018 | Feb 13, 2018 |
| Andrew Chan | Newport Beach, Ca | Jan 31, 2018 | Feb 2, 2018 |
| Sung Won Suh | Newport Beach, Ca | Jan 31, 2018 | Aug 17, 2018 |
The rule
- Registrations ended
- Jan 29, 2018 to Jan 31, 2018
- Registered next
- Feb 2, 2018 to Aug 17, 2018
- Branch state
- CA
- Cities
- 2, most in Newport Beach, Ca
- Registered there that day
- 19,921 (people still on IAPD; an estimate)
- Share of that headcount
- 0.0%
- Succession by the destination
- none on the tape
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm. The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.