DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Team lift-out
4 advisors left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for J••• M••••• S••••••••• L••
wirehousetowirehouseWirehouse to wirehousederived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Massimo Mioni | Los Angeles, Ca | Feb 28, 2018 | Jul 25, 2018 |
| Nathan James Heath | Newport Beach, Ca | Mar 2, 2018 | Feb 28, 2018 |
| Ulysses Copag Enario | Huntington Beach, Ca | Mar 13, 2018 | Mar 2, 2018 |
| Regino Diaz | Newport Beach, Ca | Mar 14, 2018 | Mar 14, 2018 |
The rule
- Registrations ended
- Feb 28, 2018 to Mar 14, 2018
- Registered next
- Feb 28, 2018 to Jul 25, 2018
- Branch state
- CA
- Cities
- 3, most in Newport Beach, Ca
- Registered there that day
- 19,993 (people still on IAPD; an estimate)
- Share of that headcount
- 0.0%
- Succession by the destination
- none on the tape
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm. The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.