DFX Intelligence
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Team lift-out
2 advisors left I••••••••• F•••••••• G••••• L•• for B•••••••• L••• F•••••••• P•••••••
independent RIAtostate registeredRIA to a state-registered adviserderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Caren Sue Ober | Orange, Ca | Nov 5, 2019 | Jan 14, 2020 |
| Edward Jacob Ober | Orange, Ca | Nov 5, 2019 | Nov 8, 2019 |
The rule
- Registrations ended
- Nov 5, 2019
- Registered next
- Nov 8, 2019 to Jan 14, 2020
- Branch state
- CA
- Cities
- 1, most in Orange, Ca
- Registered there that day
- 336 (people still on IAPD; an estimate)
- Share of that headcount
- 0.6%
- Succession by the destination
- none on the tape