DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor teams

Teams that left Independent Financial Group, LLC

A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.

Advisors	From	To	Branch	Type	Left
5	Independent Financial Group, LLC BD affiliated	Apollon Wealth Management, LLC independent RIA	Delafield, Wi	Affiliated broker-dealer or bank to independent RIA	Apr 20, 2026
4	Independent Financial Group, LLC BD affiliated	Rfg Advisory, LLC independent RIA	Cottonwood, Az +2	Affiliated broker-dealer or bank to independent RIA	Nov 5, 2025
2	Independent Financial Group, LLC BD affiliated	LPL Financial LLC BD affiliated	San Diego, Ca +1	Affiliated broker-dealer or bank to another	Nov 3, 2025
2	Independent Financial Group, LLC BD affiliated	Sanchez Gaunt Capital Management, LLC no RAUM	Stateline, Nv +1	Affiliated broker-dealer or bank to a newly registered adviser	Aug 6, 2025
2	Independent Financial Group, LLC BD affiliated	Edward Jones national BD	Victorville, Ca +1	Affiliated broker-dealer or bank to another	Jul 28, 2025 over 9 d
2	Independent Financial Group, LLC BD affiliated	Kestra Advisory Services, LLC BD affiliated	Encinitas, Ca	Affiliated broker-dealer or bank to another	Jun 20, 2025
3	Independent Financial Group, LLC BD affiliated	LPL Financial LLC BD affiliated	Ferndale, Wa	Affiliated broker-dealer or bank to another	May 16, 2025
2	Independent Financial Group, LLC BD affiliated	Wells Fargo Advisors wirehouse	San Diego, Ca	Affiliated broker-dealer or bank to wirehouse	Feb 3, 2025
2	Independent Financial Group, LLC BD affiliated	Osaic Wealth, Inc. BD affiliated	Los Alamitos, Ca +1	Affiliated broker-dealer or bank to another	Dec 3, 2024
4	Independent Financial Group, LLC BD affiliated	LPL Financial LLC BD affiliated	San Diego, Ca +1	Affiliated broker-dealer or bank to another	Jul 31, 2024 over 5 d
2	Independent Financial Group, LLC BD affiliated	Comprehensive Wealth Management independent RIA	Lynnwood, Wa	Affiliated broker-dealer or bank to independent RIA	Mar 11, 2024
3	Independent Financial Group, LLC BD affiliated	Commonwealth Financial Network national BD	San Diego, Ca +1	Affiliated broker-dealer or bank to another	Oct 4, 2023
2	Independent Financial Group, LLC BD affiliated	Avantax Advisory Services BD affiliated	San Diego, Ca +1	Affiliated broker-dealer or bank to another	Aug 1, 2023
4	Independent Financial Group, LLC BD affiliated	Interwise independent RIA	Holladay, Ut	Affiliated broker-dealer or bank to independent RIA	Jul 17, 2023
3	Independent Financial Group, LLC BD affiliated	The Ameriflex Group BD affiliated	Sikeston, Mo	Affiliated broker-dealer or bank to another	Jul 17, 2023
2	Independent Financial Group, LLC BD affiliated	The Ameriflex Group BD affiliated	San Diego, Ca	Affiliated broker-dealer or bank to another	Jul 17, 2023
2	Independent Financial Group, LLC BD affiliated	Avantax Advisory Services BD affiliated	Liberty Corner, Nj	Affiliated broker-dealer or bank to another	Mar 22, 2023
2	Independent Financial Group, LLC BD affiliated	Pysnik Financial, LLC no RAUM	San Diego, Ca	Affiliated broker-dealer or bank to a newly registered adviser	Mar 22, 2023
2	Independent Financial Group, LLC BD affiliated	Grove Point Advisors, LLC BD affiliated	Paso Robles, Ca +1	Affiliated broker-dealer or bank to another	Mar 8, 2023
3	Independent Financial Group, LLC BD affiliated	Burr Financial Services, LLC no RAUM	Pleasant Hill, Ca	Affiliated broker-dealer or bank to a newly registered adviser	Sep 30, 2022
4	Independent Financial Group, LLC BD affiliated	Cetera Investment Advisers LLC BD affiliated	San Diego, Ca	Affiliated broker-dealer or bank to another	May 18, 2022
2	Independent Financial Group, LLC BD affiliated	Axiom Founders Family Office state registered	Scottsdale, Az	Affiliated broker-dealer or bank to a state-registered adviser	Jul 1, 2021
2	Independent Financial Group, LLC independent RIA	Berger Financial Group independent RIA	Bloomington, Mn	RIA to RIA	Feb 8, 2021
2	Independent Financial Group, LLC independent RIA	Entrust Wealth Management unclassified	Yuma, Az	Other	Sep 25, 2020
3	Independent Financial Group, LLC independent RIA	Pathway Advisors, LLC state registered	San Diego, Ca +1	RIA to a state-registered adviser	Feb 3, 2020
2	Independent Financial Group, LLC independent RIA	Balancing Life Financial Planning state registered	Orange, Ca	RIA to a state-registered adviser	Nov 5, 2019
2	Independent Financial Group, LLC independent RIA	Henry + Horne Wealth Management independent RIA	Scottsdale, Az	RIA to RIA	May 21, 2019
2	Independent Financial Group, LLC BD affiliated	Transamerica Financial Advisors, LLC BD affiliated	San Diego, Ca +1	Affiliated broker-dealer or bank to another	Dec 21, 2018 over 10 d
4	Independent Financial Group, LLC BD affiliated	Concorde Asset Management, LLC BD affiliated	San Diego, Ca	Affiliated broker-dealer or bank to another	Jul 24, 2018 over 7 d
2	Independent Financial Group, LLC other	Sackett Wealth Advisors, Inc. no RAUM	Brea, Ca	Other	Nov 1, 2017
2	Independent Financial Group, LLC other	Measured Risk Portfolios other	San Diego, Ca	Other	Sep 15, 2017
2	Independent Financial Group, LLC other	Valmark Advisers, Inc. other	San Diego, Ca +1	Other	Mar 5, 2017
2	Independent Financial Group, LLC other	O'Neill Financial Management, Inc. no RAUM	Lake Forest, Ca	Other	May 16, 2016

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33 teams match.derived from registration dates