DFX Intelligence
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Team lift-out
2 advisors left I••••••••• F•••••••• G••••• L•• for A•••• F••••••• F••••• O•••••
BD affiliatedtostate registeredAffiliated broker-dealer or bank to a state-registered adviserderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Armando G. Roman | Scottsdale, Az | Jul 1, 2021 | May 26, 2021 |
| Thomas Joseph Marki | Scottsdale, Az | Jul 1, 2021 | May 26, 2021 |
The rule
- Registrations ended
- Jul 1, 2021
- Registered next
- May 26, 2021
- Branch state
- AZ
- Cities
- 1, most in Scottsdale, Az
- Registered there that day
- 365 (people still on IAPD; an estimate)
- Share of that headcount
- 0.5%
- Succession by the destination
- none on the tape