DFX Intelligence
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Channel change (one enterprise)
2 advisors moved from T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
Not a lift-out: one firm's name is the other's with a word added, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
no RAUMtoindependent RIAOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Dorian Michael Grady | Chicago, Il | Jun 22, 2018 | Oct 15, 2016 |
| Chrissa Wyntjes Moore | Chicago, Il | Jul 6, 2018 | Sep 22, 2015 |
The rule
- Registrations ended
- Jun 22, 2018 to Jul 6, 2018
- Registered next
- Sep 22, 2015 to Oct 15, 2016
- Branch state
- IL
- Cities
- 1, most in Chicago, Il
- Registered there that day
- 1,664 (people still on IAPD; an estimate)
- Share of that headcount
- 0.1%
- One enterprise because
- one firm's name is the other's with a word added
- Succession by the destination
- none on the tape