DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D••••• M•••••• G••••

U•• F•••••••• S••••••• I•••wirehouseSan Diego, Ca dual registrantIAPD 5714715

Feed of 09/14/2026

Also filed as Dorian M Grady

At current firm

1 y

since Nov 1, 2024

In the industry

16 y

since Nov 6, 2009 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

U•• F•••••••• S••••••• I••• wirehouse current
since Nov 1, 2024 · Weehawken, Nj
D•••••••• A••••••• S•••••••• L•• BD affiliated
Dec 22, 2023 to Oct 1, 2024 · San Jose, Ca
D••• I••••••••• L•• former
Jul 17, 2019 to Dec 22, 2023 · Sandy, Ut
N••••••••• I••••••••• A•••••••• L•• BD affiliated
Jun 15, 2018 to Jun 26, 2019 · Columbus, Oh
T• A••••••••• I••••••••• M••••••••• L•• former
Oct 15, 2016 to Jun 22, 2018 · Chicago, Il
T• A••••••••• I••• former
Oct 15, 2016 to Jun 22, 2018 · Chicago, Il
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Aug 15, 2014 to Apr 25, 2016 · Chicago, Il
A••••••••• I••• BD affiliated
Jul 23, 2012 to May 6, 2014 · Concord, Ca
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Oct 5, 2011 to Jul 5, 2012 · Chicago, Il
M•• F•••••••• S•••••••• I••• former
Feb 16, 2011 to Sep 26, 2011 · Grand Rapids, Mi
E••••• J•••• national BD
Nov 10, 2009 to Feb 4, 2011 · St Louis, Mo

Moves

a registration end followed by a registration begin elsewhere

D•••••••• A••••••• S•••••••• L•• to U•• F•••••••• S••••••• I•••
left Oct 1, 2024, registered Nov 1, 2024 (31 days) · Affiliated broker-dealer or bank to wirehouse
D••• I••••••••• L•• to D•••••••• A••••••• S•••••••• L••
left Dec 22, 2023, registered Dec 22, 2023 (0 days) · RIA to affiliated broker-dealer or bank · moved with a team
N••••••••• I••••••••• A•••••••• L•• to D••• I••••••••• L••
left Jun 26, 2019, registered Jul 17, 2019 (21 days) · Affiliated broker-dealer or bank to independent RIA
T• A••••••••• I••••••••• M••••••••• L•• to N••••••••• I••••••••• A•••••••• L••
left Jun 22, 2018, registered Jun 15, 2018 (-7 days) · RIA to affiliated broker-dealer or bank
T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left Jun 22, 2018, registered Oct 15, 2016 (-615 days) · channel change inside one enterprise, not a move · moved with a team
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to T• A••••••••• I•••
left Apr 25, 2016, registered Oct 15, 2016 (173 days) · Other
A••••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left May 6, 2014, registered Aug 15, 2014 (101 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to A••••••••• I•••
left Jul 5, 2012, registered Jul 23, 2012 (18 days) · Other
M•• F•••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Sep 26, 2011, registered Oct 5, 2011 (9 days) · Other
E••••• J•••• to M•• F•••••••• S•••••••• I•••
left Feb 4, 2011, registered Feb 16, 2011 (12 days) · Other

Signals

D••••• M•••••• G•••• left D•••••••• A••••••• S•••••••• L•• for U•• F•••••••• S••••••• I••• (registered 2024-11-01)
Oct 1, 2024 · Advisor changed firm · fact
D••••• M•••••• G•••• left D••• I••••••••• L•• for D•••••••• A••••••• S•••••••• L•• (registered 2023-12-22)
Dec 22, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 16derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address