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Registered advisor
C•••••• W•••••• M••••
Feed of 09/14/2026
Also filed as C•••••• Beth W••••••
At current firm
3 y
since Feb 14, 2023
In the industry
14 y
since Aug 28, 2012 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••• F•••••••• A•••••••• L•• BD affiliated currentsince Feb 14, 2023 · Houston, Tx
- T• A••••••••• I••••••••• M••••••••• L•• formerSep 22, 2015 to Jul 6, 2018 · Brentwood, Tn
- T• A••••••••• I••• formerSep 22, 2015 to Jul 6, 2018 · Nashville, Tn
- I•••••• A•••••••• I••• asset managerAug 29, 2012 to Apr 2, 2015 · Atlanta, Ga
Moves
a registration end followed by a registration begin elsewhere
- T• A••••••••• I••••••••• M••••••••• L•• to A••••••• F•••••••• A•••••••• L••left Jul 6, 2018, registered Feb 14, 2023 (1684 days) · RIA to affiliated broker-dealer or bank
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Jul 6, 2018, registered Sep 22, 2015 (-1018 days) · channel change inside one enterprise, not a move · moved with a team
- I•••••• A•••••••• I••• to T• A••••••••• I•••left Apr 2, 2015, registered Sep 22, 2015 (173 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address