DFX Intelligence
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Channel change (one enterprise)
3 advisors moved from T• A••••••••• I••• to S••••• W••••• A•••••••• I•••
Not a lift-out: both firms report The Charles S••••• Corporation as a 75%+ owner on Schedule A around the move, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
no RAUMtono RAUMOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Casey Lynne Zeringue | Denver, Co | Oct 14, 2022 | Mar 25, 2026 |
| Homira Rich | Lone Tree, Co | Oct 14, 2022 | Mar 13, 2023 |
| John David Huddleston | Lone Tree, Co | Oct 14, 2022 | Apr 17, 2023 |
The rule
- Registrations ended
- Oct 14, 2022
- Registered next
- Mar 13, 2023 to Mar 25, 2026
- Branch state
- CO
- Cities
- 2, most in Lone Tree, Co
- Registered there that day
- 1,241 (people still on IAPD; an estimate)
- Share of that headcount
- 0.2%
- One enterprise because
- both firms report The Charles S••••• Corporation as a 75%+ owner on Schedule A around the move
- Succession by the destination
- none on the tape