DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Channel change (one enterprise)
2 advisors moved from T• A••••••••• I••• to C•••••• S••••• • C••• I•••
Not a lift-out: both firms report The C•••••• S••••• Corporation as a 75%+ owner on Schedule A around the move, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
no RAUMtonational BDOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Gregory Michael Starkey | San Diego, Ca | Oct 7, 2021 | Feb 14, 2023 |
| Michele Renae Michaels | Thousand Oaks, Ca | Oct 19, 2021 | Oct 18, 2021 |
The rule
- Registrations ended
- Oct 7, 2021 to Oct 19, 2021
- Registered next
- Oct 18, 2021 to Feb 14, 2023
- Branch state
- CA
- Cities
- 2, most in San Diego, Ca
- Registered there that day
- 1,173 (people still on IAPD; an estimate)
- Share of that headcount
- 0.2%
- One enterprise because
- both firms report The C•••••• S••••• Corporation as a 75%+ owner on Schedule A around the move
- Succession by the destination
- none on the tape