DFX Intelligence
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Team lift-out
4 advisors left J••• M••••• S••••••••• L•• for R•••••• J•••• • A••••••••• I•••
wirehousetonational BDWirehouse to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Brandi Downey | Lafayette, In | Sep 19, 2019 | Sep 6, 2019 |
| Megan Renee Simmons | Lafayette, In | Sep 19, 2019 | Sep 6, 2019 |
| William Lee Cardwell | West Lafayette, In | Sep 19, 2019 | Sep 6, 2019 |
| Erik W Weiss | Greenwood, In | Sep 26, 2019 | Sep 13, 2019 |
The rule
- Registrations ended
- Sep 19, 2019 to Sep 26, 2019
- Registered next
- Sep 6, 2019 to Sep 13, 2019
- Branch state
- IN
- Cities
- 3, most in Lafayette, In
- Registered there that day
- 5,309 (people still on IAPD; an estimate)
- Share of that headcount
- 0.1%
- Succession by the destination
- none on the tape
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm. The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.