DFX Intelligence
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Team lift-out
2 advisors left J••• M••••• S••••••••• L•• for C•••••••• G••••• M•••••• I•••
wirehousetoBD affiliatedWirehouse to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Kathryn Lennon | San Francisco, Ca | Nov 3, 2025 | Nov 12, 2025 |
| Elmer Lacaman Sarmiento | Huntington Beach, Ca | Nov 7, 2025 | Nov 7, 2025 |
The rule
- Registrations ended
- Nov 3, 2025 to Nov 7, 2025
- Registered next
- Nov 7, 2025 to Nov 12, 2025
- Branch state
- CA
- Cities
- 2, most in Mill Valley, Ca
- Registered there that day
- 12,562 (people still on IAPD; an estimate)
- Share of that headcount
- 0.0%
- Succession by the destination
- none on the tape